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Vessel Documentation Overview

What you should know about U.S. Coast Guard vessel documentation.

Vessel documentation can be defined as a national system for registering recreational and commercial boats that meet certain qualifications. It is administered by the National Vessel Documentation Center which is a division of the U.S. Coast Guard. The program facilitates maritime commerce, provides evidence of nationality, authenticates ownership, enhances marine financing and bolsters national security.


Purpose of Vessel Documentation

Vessel documentation was initially enacted by Congress in order to provide evidence of nationality for U.S. flagged vessels. It is now a determining factor in the regulation of maritime commerce, commercial fishing activities, vessel construction standards and national security. Documentation also facilitates the enhancement of marine financing and provides a national database of registered vessels. Vessel documentation has accordingly become a matter of preference when it comes to the registration and titling of recreational boats over 25 feet in length.
Recreational Boats - Although the documentation of recreational boats is optional, the majority of those federally registered fall into this category. There are approximately 234,914 documented vessels with valid certificates and 181,475 of these are endorsed for recreational usage. There are many advantages for documenting a recreational boat including the availability mortgage loan financing.
Commercial Boats - Documentation is mandatory for vessels that intend to engage in any type of commercial activities within U.S. waters. This includes commercial fishing, the transporting of goods, passenger accommodations and trade between domestic and territorial ports. Commercial vessels can also be used for recreational purposes when not engaged in their respective enterprises.
Evidence of Nationality - It's very important for boats traveling abroad to become documented under the United States flag. This makes entry into foreign ports much easier and affords protections in international waters. USCG documentation brings vessels under the jurisdiction of federal regulations which may be advantageous over those of foreign countries.
Ownership Authentication - A certificate of documentation offers the most accepted evidence of ownership. Given the stringent requirements for vessel documentation, it is considered the most authentic form of titling both domestically and abroad. It is especially true for those which have remained in documentation since the beginning with a complete chain of recorded ownership.
Numbering Avoidance - Although some states issue registrations on documented vessels, others may exempt them from such requirements altogether. In any event, documented vessels are not required to display the registration numbers which is viewed as prestigious by most owners.
Mortgage Financing - Marine lenders will typically require documentation for recreational vessels in order to obtain a preferred vessel mortgage. This affords priority over any other secured collateral arrangements including those recorded on the state level.
National Security - The NVDC maintains a database of registered boats which provides a list of those available in the unlikely event of wartime or a national emergency. It also provides enforcement officials with immediate access to detailed information about a documented boat, its ownership and background.
Emergency Responses - Inclusion in the vessel documentation database provides first hand details about the subject vessel and its ownership to emergency responders. This could be crucial in situations where response time is of the essence.
Abstract of Title - Vessel documentation includes the establishment of an abstract of title similar to that of real property. This includes recordings about ownership changes, mortgages, lien claims and other supplemental information. Such data is highly valued by lenders, prospective buyers, insurance companies and other parties of interest.

Administrative Agency

The National Vessel Documentation Center (NVDC) is located in a rural area near Martinsburg, West Virginia. It represents a consolidation of 14 regional offices that were merged into a centralized facility on August 1, 1996. It is staffed by a number of highly trained documentation officers that are very attuned to the needs of applicants, established owners and the boating public in general.
Mission - The NVDC is charged with implementing all aspects of vessel documentation. This is accomplished through the enforcement of prescribed federal regulations and by maintaining a register of documented vessels. In addition to the handling of applications, the NVDC processes transactional recordings related to ownership and encumbrances. These encompass transfers of ownership, preferred mortgages, lien claims and various ancillary instruments. The NVDC also provides support for the general public with respect to records access and informational resources.
Services - Although open for public visitation, most transactions with the NVDC are conducted online, by telephone, email or regular mail. Facsimile accommodations are no longer available. The NVDC also has a very comprehensive website with instructions, forms, filing information and requirements for documentation. This includes contact information and a portal where applicants can review the status of their filings.

Vessel Requirements

Almost any type of watercraft capable of flotation may qualify for documentation including power boats, sailing craft, ships, barges, houseboats, and certain inflatables. However there are certain exceptions depending on the vessel's size, configuration and the place where it was constructed.
Size Requirements - In order to qualify for documentation a vessel must measure at least 5 net tons in terms of cargo volume. This is equal to approximately 25 feet in length depending on the vessel's overall width, depth, and hull configuration. Net and gross tonnage are determined through an admeasurement formulation.
Build Requirements - There is no restriction on where a vessel was constructed for recreational vessels. However, boats destined for commercial endorsements must have been built within the United States.
Marking Requirements - Documented vessels are assigned a seven digit official number which must be permanently affixed to an interior part of the hull. An owner designated name and hailing port must also be displayed on the vessel's exterior. These are not exclusive and more than one boat may have the same name and hailing port. The only exceptions are profane or emergency call names. Federal regulations prescribe the size and placement of such markings.

Owner Requirements

Citizenship Requirements - As a general rule, documented vessels must be wholly owned by U.S. citizens. This includes individuals who were native born, naturalized, or derived from U.S. citizens while living or travelling abroad.
Individuals - Multiple owners may obtain documentation under various types tenancies provided they conform with state regulations where domiciled.
Legal Entities - Legal entities such as corporations, limited liability companies, and partnerships are also allowed to own documented vessels if properly formed in accordance with regulations in which domiciled.
Trustees - Trust arrangements and estates may be referenced for documentation purposes if duly sanctioned by state level regulations. Under these circumstances however, ownership is actually held by the respective trustee, administrator or legal representative.
Residency Requirements - Vessels may become documented even if not located within U.S. waters, provided the owners have met the necessary citizenship requirements.

Applications and Instruments

Applications - Vessel documentation begins with an initial application which is very straight forward and the fees are minimal. This may be subsequently followed by applications for re-documentation pursuant ownership transfers, changes in vessel status, lost certificates, various technical reasons and perhaps even a request for removal from documentation.
Recordable Instruments - There are a number of legal documents and instruments that may be filed conjunction with certain applications or as stand alone recordings. These may include transfers of interest, bills of sale, deeds of gift, notice of lien claims, preferred mortgages and supplemental items such as assignments, amendments, subordinations and releases thereof. Such items are indexed on the respective vessel's abstract of title which is maintained in perpetuity even beyond a removal or deletion from documentation.

Conclusion

Documenting a vessel has been traditionally viewed as something complicated and mysterious that should only be attempted by professional agents. However, that perception has changed over the past several years given the Coast Guard's newly formed vessel documentation center's extensive online services. There is no longer a need to spend hundreds of dollars for third party representation where the cost of doing it yourself is only a fraction of that amount. It's simply a matter of doing a little homework based a wealth of resources now openly available from our website in conjunction with those provided directly from the National Vessel Documentation Center.


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